Security Disclosures

4DX

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

ANZ

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

AYU

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

BST

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has provided advisory services to the company in the last 12 months, for which it received a fee.

CCR

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

CD1

E&P Financial Group Limited (E&P) partly and/or wholly owns or controls entities that provide services in relation to CD Private Equity Fund I (CD1) for which they receive fees. Evans and Partners is a wholly owned subsidiary of E&P. Directors or employees of E&P and/or its related bodies corporate are directors of the entities that provide services in relation to CD1. Each individual receives remuneration from E&P and/or its related entities. A subsidiary of E&P is currently providing services at cost under a transitional services agreement with K2 Asset Management Holdings Limited (ACN 085 445 094) (the Responsible Entity).

CD2

E&P Financial Group Limited (E&P) partly and/or wholly owns or controls entities that provide services in relation to CD Private Equity Fund II (CD2) for which they receive fees. Evans and Partners is a wholly owned subsidiary of E&P. Directors or employees of E&P and/or its related bodies corporate are directors of the entities that provide services in relation to CD2. Each individual receives remuneration from E&P and/or its related entities. A subsidiary of E&P is currently providing services at cost under a transitional services agreement with K2 Asset Management Holdings Limited (ACN 085 445 094) (the Responsible Entity).

CD3

E&P Financial Group Limited (E&P) partly and/or wholly owns or controls entities that provide services in relation to CD Private Equity Fund III (CD3) for which they receive fees. Evans and Partners is a wholly owned subsidiary of E&P. Directors or employees of E&P and/or its related bodies corporate are directors of the entities that provide services in relation to CD3. Each individual receives remuneration from E&P and/or its related entities. A subsidiary of E&P is currently providing services at cost under a transitional services agreement with K2 Asset Management Holdings Limited (ACN 085 445 094) (the Responsible Entity).

CDIV

E&P Financial Group Limited (E&P) partly and/or wholly owns or controls entities that provide services in relation to CD Private Equity Fund IV (CDIV) for which they receive fees. Evans and Partners is a wholly owned subsidiary of E&P. Directors or employees of E&P and/or its related bodies corporate are directors of the entities that provide services in relation to CDIV. Each individual receives remuneration from E&P and/or its related entities. A subsidiary of E&P is currently providing services at cost under a transitional services agreement with K2 Asset Management Holdings Limited (ACN 085 445 094) (the Responsible Entity).

CDW3

E&P Financial Group Limited (E&P) partly and/or wholly owns or controls entities that provide services in relation to CD Private Equity Wholesale Fund III (CDW3) for which they receive fees. Evans and Partners is a wholly owned subsidiary of E&P. Directors or employees of E&P and/or its related bodies corporate are directors of the entities that provide services in relation to CDW3. Each individual receives remuneration from E&P and/or its related entities. A subsidiary of E&P is currently providing services at cost under a transitional services agreement with K2 Asset Management Holdings Limited (ACN 085 445 094) (the Responsible Entity).

CGUN

The Investment Manager (IM) of Claremont Global Fund (Fund), and Evans and Partners Pty Ltd (EAP) are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to the Fund.  The Portfolio Managers of the Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

CGHE

The Investment Manager (IM) of Claremont Global Fund (Fund), and Evans and Partners Pty Ltd (EAP) are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to the Fund.  The Portfolio Managers of the Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

ETL0390AU

The Investment Manager (IM) of Claremont Global Fund (Fund), and Evans and Partners Pty Ltd (EAP) are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to the Fund.  The Portfolio Managers of the Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

ETL0391AU

The Investment Manager (IM) of Claremont Global Fund (Hedged) (Fund), and Evans and Partners Pty Ltd (EAP) are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to the Fund.  The Portfolio Managers of the Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

ETL0475AU

The Investment Manager (IM) of Claremont Global Fund (Class B) (Fund), and Evans and Partners Pty Ltd (EAP) are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to the Fund.  The Portfolio Managers of the Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

ETL0476AU

The Investment Manager (IM) of Claremont Global Fund (Class B) (Hedged) (Fund), and Evans and Partners Pty Ltd (EAP) are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to the Fund.  The Portfolio Managers of the Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

PIM9684AU (Formerly EAF)

The Investment Manager (IM) of Orca Asia Fund (The Fund) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to The Fund.  Directors or employees of E&P and/or its related bodies corporate are directors of the IM of The Fund. The Portfolio Manager and Assistant Portfolio Manager of The Fund are employees of E&P and/or its related bodies corporate.  Each individual receives remuneration from E&P and/or its related entities.

PIM4432AU (Formerly EGD)

E&P Funds Management Pty Limited, a related entity of Evans and Partners Pty Ltd (EAP) and wholly owned subsidiary of E&P Financial Group Limited (E&P) will receive a fee for administrative services provided to Orca Global Disruption Fund (The Fund).  EAP Advisers may receive an ongoing commission in relation to funds that have already been invested in The Fund by certain wholesale clients.

PIM8122AU (Formerly EGF)

The Investment Manager (IM) of Orca Global Fund (The Fund) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate.  The IM will receive fees for services provided to The Fund.  Directors or employees of E&P and/or its related bodies corporate are directors of the IM of The Fund. Directors or Employees of E&P and/or its related bodies corporate are Portfolio Managers of The Fund. Each individual receives remuneration from E&P and/or its related entities.

EXP

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, is currently providing advisory services to the company, for which it may receive a fee.

EYE

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

Future Super Group

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

GBP.LSE

An employee of Evans and Partners Pty Ltd is a non-executive director of Global Petroleum Limited.

GCI

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

HUB

The Issuer has appointed Evans and Partners Pty Ltd as Broker to an on-market buy-back. Accordingly, Evans and Partners Pty Ltd may be restricted from giving sellers advice in respect to a sale of this security.

IMM

Evans and Partners Pty Ltd is a related entity of E&P Financial Group Limited (E&P). An independent member of the E&P Investment Committee is a Non-Executive Director of Immutep Limited.

JDO

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

LE.US

A director of E&P Financial Group Limited, the ultimate holding company of Evans and Partners Pty Ltd, is a director of Lands’ End Inc.

MAQ

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has been appointed Co-Lead Manager to an offering of securities of the company or its affiliates, for which it will receive a fee.

MOT

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has been appointed Joint Lead Manager to an offering of securities of the company or its affiliates, for which it will receive a fee.

MXT

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

NAB

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has been appointed Joint Lead Manager to an offering of securities of the company or its affiliates, for which it will receive a fee.

OFX

The Issuer has appointed Evans and Partners Pty Ltd as Broker to an on-market buy-back.  Accordingly, Evans and Partners Pty Ltd may be restricted from giving sellers advice in respect to a sale of this security.

PYC

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

QRI

E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, has arranged, managed or co-managed an offering of securities of the company or its affiliates in the past 12 months, for which it received a fee.

SWM

The company completed a conditional share sale agreement to acquire Prime Media Group Limited (PRT). E&P Corporate Advisory Pty Limited, a related entity of Evans and Partners Pty Ltd, provided advisory services to PRT, for which it received a fee. A director of E&P Financial Group Limited is a director of Seven West Media Limited.

URF

E&P Investments Limited, the Responsible Entity (RE) of US Masters Residential Property Fund (URF) and Evans and Partners Pty Ltd are wholly owned subsidiaries of E&P Financial Group Limited (E&P) and related bodies corporate. Other subsidiaries of E&P also provide services to URF. Each of the RE and other related bodies corporate will receive fees for services provided to URF. Directors or employees of E&P and/or its related bodies corporate are directors of the RE of URF and/or other related entities that provide services to URF. Each individual receives remuneration from E&P and/or its related entities. The RE receives services under an administrative services agreement with K2 Asset Management Limited (ACN 085 445 094) (K2). K2 is receiving services at cost from a related party of the RE under a transitional services agreement.